Lance Thomas Fithian
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lance Thomas Fithian ( ), a licensed former licensee with CE reference ANU912. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SG Asset Finance (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2010-02-26 | 2014-07-19 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2008-10-13 | 2014-07-19 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-03-14 | 2009-07-31 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-08-21 | 2014-07-19 |