Vincent Joseph Turcotte III
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vincent Joseph Turcotte III ( ), a licensed former licensee with CE reference ACB834. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2013-09-05 | 2014-09-27 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-04 | 2014-09-27 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-05-04 | 2013-09-05 |
| SG Asset Finance (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2010-09-15 | 2011-01-31 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2010-02-09 | 2010-09-15 |
| Newedge Broker Limited 新際經紀有限公司 |
RO | Type 2 — Dealing in futures contracts | 2008-08-29 | 2009-07-31 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
RO | Type 2 — Dealing in futures contracts | 2005-10-20 | 2011-01-31 |
| SG Asset Finance (Hong Kong) Limited | RO | Type 2 — Dealing in futures contracts | 2005-10-20 | 2011-01-31 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-08-05 | 2005-10-20 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2005-08-05 | 2005-10-20 |