Wai Yee Au-Yeung
歐陽惠頤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Yee Au-Yeung (歐陽惠頤), a licensed former licensee with CE reference AMB399. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SG Asset Finance (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2009-08-24 | 2009-09-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2006-06-15 | 2008-10-22 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 7 — Providing automated trading services | 2006-06-15 | 2008-10-22 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-06-06 | 2006-06-09 |