Ernest Kwong Hung Fan
范廣鴻
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ernest Kwong Hung Fan (范廣鴻), a licensed Representative with CE reference ABQ708. Currently licensed at 2 firm(s): Sanfull Securities Limited, Sanfull Futures Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 24.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sanfull Securities Limited 新富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-11-20 | present |
| Sanfull Futures Limited 新富期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-11-20 | present |
| Upbest Securities Company Limited 美建證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-02-03 | 2008-11-03 |
| Upbest Commodities Company Limited 美建期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-02-03 | 2008-11-03 |
| KuCoin HK Limited | Rep | Type 1 — Dealing in securities | 2004-03-01 | 2006-01-31 |
| KuCoin Commodity Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2004-03-01 | 2006-01-31 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 — Dealing in securities | 2004-01-13 | 2004-02-09 |
| Daiwa Securities SMBC (Asia) Limited 大和証券盛民博昌(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-01-13 | 2004-02-09 |
| Daiwa Securities SMBC Futures (Asia) Limited 大和証券盛民博昌期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-01-13 | 2004-02-09 |
| KuCoin HK Limited | Rep | Type 1 — Dealing in securities | 2003-07-11 | 2004-01-07 |
| KuCoin Commodity Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2003-07-11 | 2004-01-07 |
| Credit Agricole Indosuez Cheuvreux Securities (Hong Kong) Limited 東方匯理盛富香港證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-07-03 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | present | 2003-07-03 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2003-07-03 |
| Credit Agricole Indosuez Cheuvreux Securities (Hong Kong) Limited 東方匯理盛富香港證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-07-03 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 4 — Advising on securities | present | 2003-07-03 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-07-03 |
| Credit Agricole Indosuez Cheuvreux Securities (Hong Kong) Limited 東方匯理盛富香港證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-07-03 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-07-03 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-07-03 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 7 — Providing automated trading services | present | 2003-07-03 |
| Credit Agricole Indosuez Cheuvreux Securities (Hong Kong) Limited 東方匯理盛富香港證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-07-03 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
Rep | Type 9 — Asset management | present | 2003-07-03 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 9 — Asset management | present | 2003-07-03 |