Daiwa Securities SMBC Futures (Asia) Limited

大和証券盛民博昌期貨(亞洲)有限公司
CE No. ABE601 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Daiwa Securities SMBC Futures (Asia) Limited (大和証券盛民博昌期貨(亞洲)有限公司), a Hong Kong-based licensed corporation with CE reference ABE601. Current licensed staff on file: 0 (total recorded over time: 29).

Licence history

ActivityFromTo
Type 2 — Dealing in futures contracts present 2007-11-21
Type 5 — Advising on futures contracts present 2005-01-25
Type 9 — Asset management present 2005-01-25

Licensed staff (all-time) (29)
Active on date

Name Activities First licensed To
Sumiyuki Akaiwa RO 2 2007-02 2007-11
Kyong Pil Kang 康景弼 RO 2, 5, 9 Pre-2003 2007-11
Satoshi Matsumoto RO 2 2004-06 2006-04
Kenji Shimada RO 2 Rep 2, 5, 9 Pre-2003 2007-07
Ka Kit (SFC:AED841) Chan 陳家傑 Rep 2 2004-12 2007-09
Shun Ho Chan 陳舜河 Rep 2 2007-08 2007-11
Anthony Chun Yue Cheung 張振宇 Rep 2 2007-04 2007-04
Kwok Wah (SFC:AGO346) Cheung 張國華 Rep 2, 5, 9 Pre-2003 2006-12
Ernest Kwong Hung Fan 范廣鴻 Rep 2 2004-01 2004-02
Hei Fang 方曦 Rep 2 2005-11 2007-11
Karfield Ka Fai Fung 馮嘉輝 Rep 2, 5, 9 Pre-2003 2007-11
Adrian Rubin Gornall Rep 2 2003-04 2004-05
Andy Tsz Ho Ho 何子浩 Rep 2 2005-09 2007-11
Leon Lum Hung 洪霖 Rep 2 2004-03 2007-11
Kenichi Kagotani Rep 2 2005-08 2007-11
Yoshiyuki Kazui Rep 2, 5, 9 Pre-2003 2007-11
Sachiko Kobayashi 小林幸子 Rep 2, 5, 9 Pre-2003 2007-11
Paul Man Yiu Lee 李文耀 Rep 2 2007-08 2007-11
Ching (SFC:ALI727) Leung 梁青 Rep 2 2006-07 2006-10
Chun Yue Leung 梁振宇 Rep 2, 5, 9 Pre-2003 2004-11
Chung Hsun Liu 劉宗勳 Rep 2, 5, 9 Pre-2003 2007-11
Masashi Mizuno Rep 2, 5, 9 Pre-2003 2004-05
John Wah Ng 伍華安 Rep 2 2007-10 2007-11
Tomono Otani 大谷知乃 Rep 2 2003-07 2004-05
Tak Wing Tam 譚德榮 Rep 2, 5, 9 Pre-2003 2003-08
Tsz Wai To 杜子偉 Rep 2, 5, 9 Pre-2003 2005-03
Takuya Tomiyama 富山卓也 Rep 2 2003-06 2004-08
Kwun Hung Wong 王冠雄 Rep 2 2007-04 2007-07
Steven Wai Chiu Wong 王偉超 Rep 2 2005-01 2007-11
Showing 1–29 of 29

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