Kenichi Kagotani
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kenichi Kagotani ( ), a licensed former licensee with CE reference AMJ330. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-10-08 | 2008-08-23 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 — Dealing in securities | 2005-08-16 | 2008-08-23 |
| Daiwa Securities SMBC Futures (Asia) Limited 大和証券盛民博昌期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-08-16 | 2007-11-01 |