Tsz Wai To
杜子偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsz Wai To (杜子偉), a licensed Responsible Officer with CE reference AFU687. Currently licensed at 1 firm(s): Luxence Capital Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 30.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Luxence Capital Limited 昭華資本有限公司 |
RO | Type 9 — Asset management | 2024-09-27 | present |
| Luxence Capital Limited 昭華資本有限公司 |
Rep | Type 9 — Asset management | 2024-07-31 | 2024-09-27 |
| VL Asset Management Limited 以立投資管理有限公司 |
RO | Type 9 — Asset management | 2020-09-08 | 2024-07-15 |
| Ginger Capital Advisory Limited |
RO | Type 4 — Advising on securities | 2011-06-01 | 2013-07-19 |
| Ginger Capital Advisory Limited |
RO | Type 9 — Asset management | 2011-06-01 | 2013-07-19 |
| Hamon Asian Advisors Limited | RO | Type 4 — Advising on securities | 2008-06-16 | 2010-07-31 |
| Hamon Asset Management Limited | RO | Type 4 — Advising on securities | 2008-06-16 | 2010-07-31 |
| PFP Capital Limited | RO | Type 4 — Advising on securities | 2008-06-16 | 2010-07-31 |
| Hamon Asset Management Limited | RO | Type 5 — Advising on futures contracts | 2008-06-16 | 2010-07-31 |
| PFP Capital Limited | RO | Type 5 — Advising on futures contracts | 2008-06-16 | 2010-07-31 |
| Hamon Asian Advisors Limited | RO | Type 9 — Asset management | 2008-06-16 | 2010-07-31 |
| Hamon Asset Management Limited | RO | Type 9 — Asset management | 2008-06-16 | 2010-07-31 |
| PFP Capital Limited | RO | Type 9 — Asset management | 2008-06-16 | 2010-07-31 |
| Hamon Asset Management Limited | Rep | Type 5 — Advising on futures contracts | 2006-06-08 | 2008-06-16 |
| PFP Capital Limited | Rep | Type 5 — Advising on futures contracts | 2006-06-08 | 2008-06-16 |
| Hamon Asset Management Limited | Rep | Type 4 — Advising on securities | 2005-05-18 | 2008-06-16 |
| PFP Capital Limited | Rep | Type 4 — Advising on securities | 2005-05-18 | 2008-06-16 |
| Hamon Asset Management Limited | Rep | Type 9 — Asset management | 2005-05-18 | 2008-06-16 |
| PFP Capital Limited | Rep | Type 9 — Asset management | 2005-05-18 | 2008-06-16 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-03-10 |
| Daiwa Securities SMBC (Asia) Limited 大和証券盛民博昌(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-02-07 |
| Daiwa Securities SMBC Futures (Asia) Limited 大和証券盛民博昌期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2005-03-10 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-02-07 |
| Daiwa Securities SMBC (Asia) Limited 大和証券盛民博昌(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-02-07 |
| Daiwa Securities SMBC Futures (Asia) Limited 大和証券盛民博昌期貨(亞洲)有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2005-02-07 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-02-07 |
| Daiwa Securities SMBC (Asia) Limited 大和証券盛民博昌(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-02-07 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 9 — Asset management | present | 2005-02-07 |
| Daiwa Securities SMBC (Asia) Limited 大和証券盛民博昌(亞洲)有限公司 |
Rep | Type 9 — Asset management | present | 2005-02-07 |
| Daiwa Securities SMBC Futures (Asia) Limited 大和証券盛民博昌期貨(亞洲)有限公司 |
Rep | Type 9 — Asset management | present | 2005-02-07 |