Satoshi Matsumoto
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Satoshi Matsumoto ( ), a licensed former licensee with CE reference AHU523. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Daiwa Securities SMBC Futures (Asia) Limited 大和証券盛民博昌期貨(亞洲)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2004-06-18 | 2006-04-19 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
RO | Type 1 — Dealing in securities | present | 2006-04-03 |
| Daiwa Securities SMBC (Asia) Limited 大和証券盛民博昌(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | present | 2005-06-09 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
RO | Type 4 — Advising on securities | present | 2006-04-03 |
| Daiwa Securities SMBC (Asia) Limited 大和証券盛民博昌(亞洲)有限公司 |
RO | Type 4 — Advising on securities | present | 2004-03-22 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2006-04-03 |
| Daiwa Securities SMBC (Asia) Limited 大和証券盛民博昌(亞洲)有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-03-22 |