Leon Lum Hung
洪霖
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Leon Lum Hung (洪霖), a licensed Responsible Officer with CE reference ADU225. Currently licensed at 1 firm(s): Manford Financial Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 26.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Manford Financial Limited 民鋒金融有限公司 |
RO | Type 1 — Dealing in securities | 2022-09-15 | present |
| Manford Financial Limited 民鋒金融有限公司 |
RO | Type 4 — Advising on securities | 2022-09-15 | present |
| Manford Financial Limited 民鋒金融有限公司 |
RO | Type 9 — Asset management | 2022-09-15 | present |
| Manford Financial Limited 民鋒金融有限公司 |
Rep | Type 1 — Dealing in securities | 2022-07-28 | 2022-09-15 |
| Manford Financial Limited 民鋒金融有限公司 |
Rep | Type 4 — Advising on securities | 2022-07-28 | 2022-09-15 |
| Manford Financial Limited 民鋒金融有限公司 |
Rep | Type 9 — Asset management | 2022-07-28 | 2022-09-15 |
| Grand Profit Financial Company Limited 宏豐金融有限公司 |
RO | Type 4 — Advising on securities | 2020-01-22 | 2022-07-22 |
| Grand Profit Financial Company Limited 宏豐金融有限公司 |
RO | Type 9 — Asset management | 2020-01-22 | 2022-07-22 |
| Grand Profit Financial Company Limited 宏豐金融有限公司 |
Rep | Type 4 — Advising on securities | 2019-12-30 | 2020-01-22 |
| Grand Profit Financial Company Limited 宏豐金融有限公司 |
Rep | Type 9 — Asset management | 2019-12-30 | 2020-01-22 |
| Ferran Securities Limited 富運證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-03-03 | 2019-12-21 |
| Ferran Securities Limited 富運證券有限公司 |
RO | Type 4 — Advising on securities | 2017-03-03 | 2019-12-21 |
| Ferran Securities Limited 富運證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-01-17 | 2017-03-03 |
| Ferran Securities Limited 富運證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-01-17 | 2017-03-03 |
| China Jianxin Financial Services Limited 中國建信金融服務有限公司 |
RO | Type 1 — Dealing in securities | 2011-07-24 | 2016-12-21 |
| China Jianxin Financial Services Limited 中國建信金融服務有限公司 |
RO | Type 4 — Advising on securities | 2011-07-24 | 2016-12-21 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-06-24 | 2011-07-06 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-06-24 | 2011-07-06 |
| China Jianxin Financial Services Limited 中國建信金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2010-09-01 | 2011-06-17 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-10-08 | 2010-08-16 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 — Dealing in securities | 2004-03-30 | 2010-08-16 |
| Daiwa Securities SMBC (Asia) Limited 大和証券盛民博昌(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-03-30 | 2005-06-09 |
| Daiwa Securities SMBC Futures (Asia) Limited 大和証券盛民博昌期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-03-30 | 2007-11-01 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-11-14 | 2004-03-23 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-11-14 | 2004-03-23 |
| Value Partners Limited 惠理基金管理公司 |
Rep | Type 9 — Asset management | 2003-05-05 | 2003-08-06 |