Jean-Paul Yves Brasier
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jean-Paul Yves Brasier ( ), a licensed former licensee with CE reference ACR440. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LIM Advisors Limited | RO | Type 4 — Advising on securities | 2014-04-25 | 2018-07-25 |
| LIM Advisors Limited | RO | Type 9 — Asset management | 2014-04-25 | 2018-07-25 |
| Samena Capital Hong Kong Limited 新盟資本香港有限公司 |
RO | Type 4 — Advising on securities | 2010-08-23 | 2014-01-30 |
| Samena Capital Hong Kong Limited 新盟資本香港有限公司 |
RO | Type 9 — Asset management | 2010-08-23 | 2014-01-30 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-06-19 | 2008-12-10 |
| SG Asset Finance (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2005-06-13 | 2006-07-17 |