LIM Advisors Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for LIM Advisors Limited, a Hong Kong-based licensed corporation with CE reference ACT697. Currently licensed for regulated activity type(s) 9 — Asset management. Current licensed staff on file: 5 (total recorded over time: 84).
Registered address
1901 Ruttonjee House, 11 Duddell Street, Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 9 — Asset management | present | present |
| Type 4 — Advising on securities | present | 2022-09-15 |
| Type 5 — Advising on futures contracts | present | 2021-02-17 |
| Type 6 — Advising on corporate finance | present | 2005-02-22 |
Licensed staff (all-time) (84)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Gregory Cousins Baker | RO 4, 5, 9 | Pre-2003 | 2003-08 |
| Toby Douglas Bartlett | RO 9 Rep 9 | 2015-08 | 2018-01 |
| Lawrence Henry Burnell Brader | RO 4, 9 Rep 4, 9 | 2020-05 | 2022-11 |
| Jean-Paul Yves Brasier | RO 4, 9 | 2014-04 | 2018-07 |
| Simon Chan 陳希文 | RO 9 Rep 4, 9 | 2013-04 | 2022-03 |
| Frederick Peter Churchouse | RO 9 Rep 9 | 2004-08 | 2010-01 |
| Donald Anthony Ewer | RO 9 Rep 9 | 2015-05 | 2018-07 |
| Michael Gibson 韋金信 | RO 4, 5, 9 Rep 4, 9 | Pre-2003 | 2021-07 |
| Maciej Rafal Gorgol | RO 9 Rep 9 | 2016-02 | 2021-05 |
| Wai Ching Kong 江慧貞 | RO 9 Rep 4, 5, 9 | 2003-11 | 2010-07 |
| George Williamson Long | RO 4, 5, 6, 9 | Pre-2003 | Present |
| David Colin Maitland Gardner | RO 9 Rep 9 | 2020-09 | Present |
| Benjamin Chi Wai Mak 麥志偉 | RO 4, 5, 9 | 2018-04 | 2020-03 |
| Christopher Marland | RO 9 Rep 9 | 2008-05 | 2017-05 |
| Sachin Rohit Shiam Mistry | RO 9 Rep 9 | 2018-11 | 2021-04 |
| Steven Jeffrey Petersohn | RO 9 Rep 9 | 2007-06 | 2009-12 |
| Katarina Elizabeth Royds | RO 9 Rep 9 | 2023-05 | Present |
| Dean Scott van Drasek | RO 9 Rep 9 | 2004-01 | 2009-08 |
| Oscar Hoyin Wan 溫浩然 | RO 9 | 2011-02 | 2015-04 |
| Peter Warbanoff | RO 9 Rep 9 | 2013-10 | 2020-05 |
| Peter Anthony Watson | RO 9 Rep 9 | 2008-10 | 2015-04 |
| Rena Arikawa | Rep 9 | 2012-03 | 2015-11 |
| Aldiyar Balzhanov | Rep 9 | 2013-08 | 2015-05 |
| Jason Michael Byun | Rep 9 | 2004-03 | 2005-03 |
| Linda Xin Xin Cai | Rep 9 | 2012-07 | 2014-07 |
| Christian Jason Ang Chan | Rep 4, 6, 9 | Pre-2003 | 2003-04 |
| Ram-Raj Robert Chawla | Rep 9 | 2019-07 | 2020-07 |
| Emily Chen | Rep 9 | 2013-07 | 2014-08 |
| Ivan Kwok Lueng Cheng 鄭國良 | Rep 4, 5, 6, 9 | Pre-2003 | 2005-10 |
| David Cheong | Rep 9 | 2013-08 | 2015-06 |
| Kihoon Cho | Rep 9 | 2014-08 | 2017-08 |
| Kathy Ka Yuet Chow 周家越 | Rep 9 | 2023-04 | 2024-07 |
| Oscar Chow | Rep 9 | 2015-06 | 2018-07 |
| Hon Sze Chung 鍾瀚葹 | Rep 4, 5, 6, 9 | Pre-2003 | 2003-12 |
| Ka Po Chung 鍾家寶 | Rep 9 | 2006-06 | 2008-04 |
| Aditya Arun Desai | Rep 9 | 2011-02 | 2015-06 |
| Luca Franco Demichelis | Rep 9 | 2008-11 | 2016-04 |
| Mei Man Fung 馮美文 | Rep 9 | 2010-10 | 2011-05 |
| Pui Yu Ho 何佩瑜 | Rep 9 | 2013-09 | 2014-06 |
| Jiayao Huang | Rep 9 | 2017-12 | 2022-12 |
| Hoi Wan Hui 許海雲 | Rep 9 | 2025-11 | 2026-01 |
| Pak Yung Hung 洪柏榕 | Rep 9 | 2012-03 | 2013-01 |
| Fleur Marie Catherine Iannazzo | Rep 9 | 2013-04 | 2014-04 |
| Asuka Kaminaka 神中明日香 | Rep 4, 9 | 2014-08 | 2017-02 |
| Siu Wing Kan 簡少榮 | Rep 9 | 2013-08 | 2015-02 |
| Sungryul Kim | Rep 4, 9 | 2018-05 | 2022-01 |
| Ayumu Kuroda 黑田步 | Rep 9 | 2015-03 | 2019-08 |
| Osvaldo Chit Man Kwan 關捷文 | Rep 9 | 2012-10 | 2015-05 |
| Leo Ka King Kwong 鄺家敬 | Rep 9 | 2007-09 | 2008-09 |
| Jenny Lai Ting Lam 林麗婷 | Rep 9 | 2015-06 | 2020-03 |
| Steffen Kolbe Larsen | Rep 9 | 2012-11 | 2016-08 |
| Teresa Wai Chi Law 羅慧芝 | Rep 4, 6, 9 | Pre-2003 | 2003-06 |
| Yat Chun (SFC:BFX980) Lee 李日進 | Rep 9 | 2015-08 | 2016-04 |
| Lok Hing Li 李樂興 | Rep 9 | 2023-06 | Present |
| Thresiana Lie | Rep 9 | 2009-10 | 2014-05 |
| Hou Tin Long 龍浩天 | Rep 9 | 2022-08 | 2025-10 |
| Milton Lek We Low | Rep 9 | 2007-06 | 2008-10 |
| Ronald Kin Lung Ma 馬健龍 | Rep 9 | 2006-07 | 2015-03 |
| Agnes Wing Sum Ng 吳詠芯 | Rep 9 | 2005-06 | 2008-10 |
| Joyce Sum Yin Ng 伍心妍 | Rep 9 | 2006-06 | 2012-05 |
| Charles Bruce Nisker | Rep 9 | 2004-04 | 2005-04 |
| Ken Ohara | Rep 9 | 2003-12 | 2014-10 |
| Hugh Fraker Parker | Rep 9 | 2016-04 | 2017-05 |
| Sean James Ripley | Rep 9 | 2010-06 | 2011-10 |
| Daniel James Rodgers | Rep 9 | 2003-08 | 2011-01 |
| Francisco Eugenio Rubio Molina Prados | Rep 9 | 2018-08 | 2019-10 |
| Shuai Sun 孫帥 | Rep 9 | 2021-03 | 2021-04 |
| Germaine Wai See Tai 戴慧詩 | Rep 9 | 2005-06 | 2007-06 |
| Sze Yan Tina Tam 譚思欣 | Rep 9 | 2021-09 | 2023-03 |
| Hiroaki Toya | Rep 9 | 2016-01 | 2018-02 |
| Ying Kit Tsoi 蔡英傑 | Rep 9 | 2024-05 | Present |
| Roderik Cornelis van der Graaf | Rep 9 | 2008-09 | 2009-05 |
| Chun Wang 王淳 | Rep 9 | 2008-03 | 2009-04 |
| Stefan Vincent White | Rep 9 | 2014-07 | 2019-02 |
| Matthew Charles Whitehead | Rep 4, 5, 9 | 2009-10 | 2016-01 |
| Ching Yu (SFC:BHH395) Wong 黃靜宇 | Rep 9 | 2016-04 | 2020-04 |
| Hung Hing Wong 黃鴻鑫 | Rep 9 | 2013-09 | 2018-10 |
| Hugo Wong-Berard | Rep 9 | 2014-02 | 2018-09 |
| Peter Bin Xia 夏彬 | Rep 9 | 2024-07 | 2025-09 |
| Yang (SFC:AWK548) Xue 薛揚 | Rep 9 | 2016-09 | 2018-08 |
| Ka Yat Yuen 袁嘉逸 | Rep 9 | 2009-07 | 2015-06 |
| Jiawen Zhang 張嘉文 | Rep 9 | 2019-03 | 2022-03 |
| Kai (SFC:ANK275) Zhang 張凱 | Rep 9 | 2008-04 | 2012-05 |
| Yue (SFC:BRE376) Zhang 張樾 | Rep 9 | 2021-06 | 2022-09 |
Showing 1–84 of 84
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