Ivan Kwok Lueng Cheng
鄭國良
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ivan Kwok Lueng Cheng (鄭國良), a licensed Responsible Officer with CE reference AGZ747. Currently licensed at 1 firm(s): SAIL Advisors Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 33.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SAIL Advisors Limited | RO | Type 4 — Advising on securities | 2024-02-16 | present |
| SAIL Advisors Limited | RO | Type 9 — Asset management | 2024-02-16 | present |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2022-09-08 | 2024-01-23 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
RO | Type 4 — Advising on securities | 2022-09-08 | 2024-01-23 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
RO | Type 9 — Asset management | 2022-09-08 | 2024-01-23 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2022-09-07 | 2022-09-08 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-09-07 | 2022-09-08 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-09-07 | 2022-09-08 |
| Mercer Investments (HK) Limited 美世投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-08-02 | 2019-02-28 |
| Mercer Investments (HK) Limited 美世投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-08-02 | 2019-02-28 |
| Mercer Investments (HK) Limited 美世投資(香港)有限公司 |
RO | Type 9 — Asset management | 2017-07-31 | 2019-02-28 |
| Mercer Investments (HK) Limited 美世投資(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2016-10-13 | 2018-08-02 |
| Mercer Investments (HK) Limited 美世投資(香港)有限公司 |
RO | Type 4 — Advising on securities | 2016-10-13 | 2018-08-02 |
| Mercer Investments (HK) Limited 美世投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-09-09 | 2016-10-13 |
| Mercer Investments (HK) Limited 美世投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2016-09-09 | 2016-10-13 |
| Philippa Huckle Group Limited, The | RO | Type 9 — Asset management | 2013-12-20 | 2016-08-06 |
| Philippa Huckle Group Limited, The | Rep | Type 1 — Dealing in securities | 2013-11-21 | 2016-08-06 |
| Philippa Huckle Group Limited, The | Rep | Type 4 — Advising on securities | 2013-11-21 | 2016-08-06 |
| Philippa Huckle Group Limited, The | Rep | Type 9 — Asset management | 2013-11-21 | 2013-12-20 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-05-28 | 2013-10-16 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 4 — Advising on securities | 2012-05-28 | 2013-10-16 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
RO | Type 9 — Asset management | 2012-05-28 | 2013-10-16 |
| RHB Asset Management Limited 興業金融資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2011-09-14 | 2012-02-19 |
| RHB Asset Management Limited 興業金融資產管理有限公司 |
RO | Type 4 — Advising on securities | 2011-09-14 | 2012-02-19 |
| RHB Asset Management Limited 興業金融資產管理有限公司 |
RO | Type 9 — Asset management | 2011-09-14 | 2012-02-19 |
| RHB Asset Management Limited 興業金融資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2011-01-17 | 2011-09-14 |
| RHB Asset Management Limited 興業金融資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2010-04-30 | 2011-09-14 |
| RHB Asset Management Limited 興業金融資產管理有限公司 |
Rep | Type 9 — Asset management | 2010-04-30 | 2011-09-14 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-12-20 | 2009-06-03 |
| LIM Advisors Limited | Rep | Type 4 — Advising on securities | present | 2005-10-25 |
| LIM Advisors Limited | Rep | Type 5 — Advising on futures contracts | present | 2005-10-25 |
| LIM Advisors Limited | Rep | Type 6 — Advising on corporate finance | present | 2005-03-03 |
| LIM Advisors Limited | Rep | Type 9 — Asset management | present | 2005-10-25 |