Philippa Huckle Group Limited, The
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Philippa Huckle Group Limited, The, a Hong Kong-based licensed corporation with CE reference AHT390. Currently licensed for regulated activity type(s) 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 2 (total recorded over time: 22). Earliest licence on file: 2006-01-13.
Registered address
Unit A, Floor 27, Wing On Centre, 111 Connaught Rd Central, Sheung Wan
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | present | present |
| Type 9 — Asset management | 2006-01-13 | present |
| Type 1 — Dealing in securities | 2011-07-22 | 2022-11-24 |
Licensed staff (all-time) (22)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Matthew Ho Hin Chan 陳皥軒 | RO 1, 4, 9 Rep 1, 4, 9 | 2014-04 | 2017-07 |
| Pui Yee Winnie Chan | RO 1, 4, 9 | 2017-09 | 2018-04 |
| Ivan Kwok Lueng Cheng 鄭國良 | RO 9 Rep 1, 4, 9 | 2013-11 | 2016-08 |
| Cheuk Hung Chu 朱卓鴻 | RO 1, 4, 9 Rep 1, 9 | 2019-12 | 2020-04 |
| Kwan Ying Chung 鍾羣英 | RO 1, 4 Rep 4, 9 | Pre-2003 | 2015-05 |
| Veronique Marcelle Ficheux | RO 9 Rep 4 | 2005-03 | 2010-10 |
| Philippa Jane Huckle | RO 1, 4, 9 | Pre-2003 | Present |
| Nicole Louise Keschinger | RO 1, 9 Rep 4, 9 | 2008-05 | 2014-01 |
| Doris Ming Li 李敏 | RO 1, 4, 9 | 2019-06 | 2020-01 |
| Quanxi Shang 尚泉汐 | RO 4, 9 Rep 4, 9 | 2023-06 | 2025-09 |
| Raymond Tse 謝禮文 | RO 1, 4, 9 Rep 1, 4, 9 | 2018-05 | 2019-06 |
| Peter Warbanoff | RO 4, 9 Rep 4, 9 | 2025-08 | Present |
| Ming Kwan Yip 葉明君 | RO 1, 4, 9 Rep 4, 9 | 2020-05 | 2023-04 |
| Lynda Aurora | Rep 4 | 2004-05 | 2005-03 |
| Shireen Frei | Rep 1, 4, 9 | 2013-06 | 2013-09 |
| Paul Martin Gregory | Rep 4, 9 | 2009-06 | 2009-12 |
| Louise Hilder | Rep 1, 4, 9 | 2012-10 | 2012-12 |
| Hanif Kanji | Rep 4, 9 | 2006-07 | 2007-11 |
| Pui Shan Leung 梁佩珊 | Rep 4, 9 | 2009-10 | 2010-05 |
| Sophia Shan Ma 馬善卿 | Rep 4, 9 | 2007-11 | 2008-01 |
| Raymond Mok 莫偉民 | Rep 1, 4, 9 | 2016-06 | 2017-12 |
| Kam Chiu William Yu 余錦釗 | Rep 1, 4, 9 | 2016-06 | 2017-04 |
Showing 1–22 of 22
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