Raymond Mok
莫偉民
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Raymond Mok (莫偉民), a licensed Representative with CE reference BHJ465. Currently licensed at 1 firm(s): KGI Asia Limited. Active regulated activities: Type 4 — Advising on securities. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2022-09-19 | present |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2019-01-07 | 2022-08-28 |
| Philippa Huckle Group Limited, The | Rep | Type 1 — Dealing in securities | 2016-06-01 | 2017-12-14 |
| Philippa Huckle Group Limited, The | Rep | Type 4 — Advising on securities | 2016-06-01 | 2017-12-14 |
| Philippa Huckle Group Limited, The | Rep | Type 9 — Asset management | 2016-06-01 | 2017-12-14 |