Yang (SFC:AWK548) Xue
薛揚
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yang (SFC:AWK548) Xue (薛揚), a licensed former licensee with CE reference AWK548. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LMR Partners Limited |
Rep | Type 9 — Asset management | 2021-07-19 | 2025-06-24 |
| Vontobel (Hong Kong) Limited 瑞萬通博(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2020-11-23 | 2021-07-01 |
| Vontobel (Hong Kong) Limited 瑞萬通博(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2020-11-23 | 2021-07-01 |
| Dymon Asia Capital (HK) Limited | Rep | Type 9 — Asset management | 2018-10-26 | 2020-08-03 |
| LIM Advisors Limited | Rep | Type 9 — Asset management | 2016-09-23 | 2018-08-31 |
| Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-12-07 | 2013-07-19 |
| Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司 |
Rep | Type 4 — Advising on securities | 2010-12-07 | 2013-07-19 |
| Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-12-07 | 2013-07-19 |