Kathy Ka Yuet Chow
周家越
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kathy Ka Yuet Chow (周家越), a licensed former licensee with CE reference BOR403. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LIM Advisors Limited | Rep | Type 9 — Asset management | 2023-04-28 | 2024-07-25 |
| Interactive Brokers Hong Kong Limited 盈透證券香港有限公司 |
Rep | Type 1 — Dealing in securities | 2023-01-10 | 2023-02-02 |
| Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 |
Rep | Type 1 — Dealing in securities | 2019-08-06 | 2022-11-10 |
| Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 |
Rep | Type 4 — Advising on securities | 2019-08-06 | 2022-11-10 |