Rena Arikawa
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rena Arikawa ( ), a licensed former licensee with CE reference APK356. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LIM Advisors Limited | Rep | Type 9 — Asset management | 2012-03-23 | 2015-11-05 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2007-08-15 | 2008-06-13 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2007-08-15 | 2008-06-13 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2007-08-15 | 2008-06-13 |