Katarina Elizabeth Royds
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Katarina Elizabeth Royds, a licensed Responsible Officer with CE reference AQU966. Currently licensed at 1 firm(s): LIM Advisors Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LIM Advisors Limited | RO | Type 9 — Asset management | 2023-07-25 | present |
| LIM Advisors Limited | Rep | Type 9 — Asset management | 2023-05-15 | 2023-07-25 |
| BFAM Partners (Hong Kong) Limited | Rep | Type 9 — Asset management | 2018-06-20 | 2022-12-31 |
| Ascalon Capital Limited |
RO | Type 1 — Dealing in securities | 2016-11-17 | 2018-05-31 |
| Ascalon Capital Limited |
Rep | Type 1 — Dealing in securities | 2013-05-20 | 2016-11-17 |
| Senrigan Capital Group Limited | Rep | Type 9 — Asset management | 2011-02-07 | 2013-02-14 |
| Giga (Hong Kong) Limited | Rep | Type 9 — Asset management | 2008-05-29 | 2008-11-29 |