Ka Yat Yuen
袁嘉逸
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Yat Yuen (袁嘉逸), a licensed Responsible Officer with CE reference ALA314. Currently licensed at 1 firm(s): 18 Salisbury Capital Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| 18 Salisbury Capital Limited 18賽利資本有限公司 |
RO | Type 4 — Advising on securities | 2021-08-27 | present |
| 18 Salisbury Capital Limited 18賽利資本有限公司 |
RO | Type 9 — Asset management | 2021-08-27 | present |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2019-08-19 | 2021-03-31 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-08-19 | 2021-03-31 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2018-07-18 | 2021-03-31 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 9 — Asset management | 2018-07-18 | 2019-07-22 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-06-19 | 2018-03-30 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-06-19 | 2018-03-30 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-06-19 | 2018-03-30 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | 2015-06-19 | 2015-08-17 |
| LIM Advisors Limited | Rep | Type 9 — Asset management | 2009-07-02 | 2015-06-12 |
| Sculptor Capital Management Hong Kong Limited 司韜資本管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2007-11-22 | 2009-03-30 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2004-09-17 | 2007-10-04 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 — Advising on corporate finance | 2004-09-17 | 2007-06-01 |