Steven Jeffrey Petersohn
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Steven Jeffrey Petersohn, a licensed Representative with CE reference ABF770. Currently licensed at 1 firm(s): Orchard Wealth Management Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Orchard Wealth Management Limited 傲卓財富管理有限公司 |
Rep | Type 9 — Asset management | 2017-06-07 | present |
| Beyond Hong Kong Limited |
RO | Type 9 — Asset management | 2011-12-23 | 2016-12-08 |
| LIM Advisors Limited | RO | Type 9 — Asset management | 2007-10-16 | 2009-12-09 |
| LIM Advisors Limited | Rep | Type 9 — Asset management | 2007-06-14 | 2007-10-16 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2007-03-26 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-02-11 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-02-11 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2007-03-26 |