Simon Chan
陳希文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simon Chan (陳希文), a licensed Representative with CE reference AXH327. Currently licensed at 1 firm(s): Athos Capital Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Athos Capital Limited | Rep | Type 9 — Asset management | 2022-05-31 | present |
| LIM Advisors Limited | RO | Type 9 — Asset management | 2021-11-17 | 2022-03-31 |
| LIM Advisors Limited | Rep | Type 4 — Advising on securities | 2013-04-23 | 2022-03-31 |
| LIM Advisors Limited | Rep | Type 9 — Asset management | 2013-04-23 | 2021-11-17 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-18 | 2013-03-01 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-05-18 | 2013-03-01 |