Alexander Richard Baddeley
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alexander Richard Baddeley ( ), a licensed former licensee with CE reference ATS851. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| T.F.S. Derivatives HK Limited | Rep | Type 2 — Dealing in futures contracts | 2021-02-22 | 2021-09-30 |
| BGC Securities (Hong Kong) LLC |
Rep | Type 1 — Dealing in securities | 2013-09-19 | 2020-09-16 |
| BGC Securities (Hong Kong) LLC |
Rep | Type 2 — Dealing in futures contracts | 2013-09-19 | 2020-09-16 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2011-03-30 | 2013-06-04 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-03-30 | 2013-06-04 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2011-03-30 | 2013-06-04 |
| BGC Securities (Hong Kong) LLC |
Rep | Type 2 — Dealing in futures contracts | 2009-09-16 | 2011-03-17 |