Mark Alexander Thorburn
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mark Alexander Thorburn ( ), a licensed former licensee with CE reference AAS209. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-01-05 | 2010-11-25 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-07-15 | 2010-11-25 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2006-03-08 | 2008-07-15 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-08-22 | 2006-03-08 |
| SG Asset Finance (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2004-08-17 | 2005-07-30 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2003-07-31 | 2004-08-17 |
| Credit Agricole Indosuez Cheuvreux Securities (Hong Kong) Limited 東方匯理盛富香港證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-07-31 | 2003-09-30 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2003-06-01 | 2003-06-20 |
| Credit Agricole Indosuez Cheuvreux Securities (Hong Kong) Limited 東方匯理盛富香港證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-06-01 | 2003-06-20 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 7 — Providing automated trading services | 2003-06-01 | 2003-06-20 |
| SG Asset Finance (Hong Kong) Limited | RO | Type 1 — Dealing in securities | present | 2003-07-31 |
| Credit Agricole Indosuez Cheuvreux Securities (Hong Kong) Limited 東方匯理盛富香港證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2003-07-31 |
| SG Asset Finance (Hong Kong) Limited | RO | Type 7 — Providing automated trading services | present | 2003-07-09 |