Paul Frederic Henri Saubestre
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Paul Frederic Henri Saubestre, a licensed Responsible Officer with CE reference AHD374. Currently licensed at 1 firm(s): BNP Paribas Securities (Asia) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 20.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2024-04-26 | present |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2022-05-26 | present |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-02-18 | 2024-04-26 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-02-18 | 2022-05-26 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 7 — Providing automated trading services | 2013-02-18 | 2015-11-30 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2012-05-21 | 2013-02-18 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-03-22 | 2012-05-21 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2011-09-06 | 2012-03-22 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
RO | Type 7 — Providing automated trading services | 2009-10-15 | 2013-02-18 |
| BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-04-14 | 2011-12-30 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2008-11-24 | 2013-02-18 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-09-24 | 2008-11-24 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2004-10-08 | 2005-01-15 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2004-10-08 | 2005-01-15 |
| SG Asset Finance (Hong Kong) Limited | RO | Type 2 — Dealing in futures contracts | 2003-10-02 | 2004-10-08 |
| SG Asset Finance (Hong Kong) Limited | RO | Type 1 — Dealing in securities | present | 2004-10-08 |
| Credit Agricole Indosuez Cheuvreux Securities (Hong Kong) Limited 東方匯理盛富香港證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2003-09-30 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
RO | Type 2 — Dealing in futures contracts | present | 2005-01-15 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
RO | Type 7 — Providing automated trading services | present | 2003-07-09 |
| SG Asset Finance (Hong Kong) Limited | RO | Type 7 — Providing automated trading services | present | 2003-07-09 |