Simon Alexander Bartlett
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simon Alexander Bartlett ( ), a licensed former licensee with CE reference BBD138. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SG Asset Finance (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2013-04-22 | 2013-07-22 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-04-22 | 2013-07-22 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2013-04-22 | 2013-07-22 |