Pierre Charles Gislain Rousseau

CE No. AHL124 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pierre Charles Gislain Rousseau (), a licensed former licensee with CE reference AHL124. Total licence records on file: 10.

Licence history

FirmRoleRegulated activityFromTo
BNP Paribas Securities (Asia) Limited
法國巴黎證券(亞洲)有限公司
RO Type 7 — Providing automated trading services 2009-10-15 2015-11-30
BNP Paribas Securities (Asia) Limited
法國巴黎證券(亞洲)有限公司
RO Type 1 — Dealing in securities 2006-09-19 2018-06-30
BNP Paribas Securities (Asia) Limited
法國巴黎證券(亞洲)有限公司
RO Type 4 — Advising on securities 2006-09-19 2018-06-30
BNP Paribas Securities (Asia) Limited
法國巴黎證券(亞洲)有限公司
Rep Type 1 — Dealing in securities 2005-08-22 2006-09-19
SG Asset Finance (Hong Kong) Limited RO Type 2 — Dealing in futures contracts 2003-10-02 2005-07-30
SG Asset Finance (Hong Kong) Limited RO Type 1 — Dealing in securities present 2005-07-30
Credit Agricole Indosuez Cheuvreux Securities (Hong Kong) Limited
東方匯理盛富香港證券有限公司
RO Type 1 — Dealing in securities present 2003-09-30
Newedge Broker Hong Kong Limited
新際經紀香港有限公司
RO Type 2 — Dealing in futures contracts present 2005-07-30
Newedge Broker Hong Kong Limited
新際經紀香港有限公司
RO Type 7 — Providing automated trading services present 2003-07-09
SG Asset Finance (Hong Kong) Limited RO Type 7 — Providing automated trading services present 2003-07-09

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