Pierre Charles Gislain Rousseau
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pierre Charles Gislain Rousseau ( ), a licensed former licensee with CE reference AHL124. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
RO | Type 7 — Providing automated trading services | 2009-10-15 | 2015-11-30 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2006-09-19 | 2018-06-30 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2006-09-19 | 2018-06-30 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-08-22 | 2006-09-19 |
| SG Asset Finance (Hong Kong) Limited | RO | Type 2 — Dealing in futures contracts | 2003-10-02 | 2005-07-30 |
| SG Asset Finance (Hong Kong) Limited | RO | Type 1 — Dealing in securities | present | 2005-07-30 |
| Credit Agricole Indosuez Cheuvreux Securities (Hong Kong) Limited 東方匯理盛富香港證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2003-09-30 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
RO | Type 2 — Dealing in futures contracts | present | 2005-07-30 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
RO | Type 7 — Providing automated trading services | present | 2003-07-09 |
| SG Asset Finance (Hong Kong) Limited | RO | Type 7 — Providing automated trading services | present | 2003-07-09 |