Guillaume Serge Charles Cunnington
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Guillaume Serge Charles Cunnington ( ), a licensed former licensee with CE reference AUP691. Total licence records on file: 26.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Market Securities (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2021-10-26 | 2022-03-11 |
| Market Securities (Hong Kong) Limited | RO | Type 2 — Dealing in futures contracts | 2021-10-26 | 2022-03-11 |
| Market Securities (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2021-07-06 | 2021-10-26 |
| Market Securities (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2021-07-06 | 2021-10-26 |
| Qantex Capital Markets Limited | RO | Type 1 — Dealing in securities | 2020-01-31 | 2020-12-10 |
| Qantex Capital Markets Limited | Rep | Type 1 — Dealing in securities | 2018-08-07 | 2020-01-31 |
| Qantex Capital Markets Limited | Rep | Type 2 — Dealing in futures contracts | 2018-08-07 | 2020-12-10 |
| Qantex Capital Markets Limited | RO | Type 1 — Dealing in securities | 2018-02-15 | 2018-08-07 |
| Qantex Capital Markets Limited | RO | Type 2 — Dealing in futures contracts | 2018-02-15 | 2018-08-07 |
| Qantex Capital Markets Limited | Rep | Type 1 — Dealing in securities | 2018-01-02 | 2018-02-15 |
| Qantex Capital Markets Limited | Rep | Type 2 — Dealing in futures contracts | 2018-01-02 | 2018-02-15 |
| Celera Markets Limited 晟雷市場有限公司 |
RO | Type 1 — Dealing in securities | 2016-06-06 | 2017-12-09 |
| Celera Markets Limited 晟雷市場有限公司 |
RO | Type 2 — Dealing in futures contracts | 2016-06-06 | 2017-12-09 |
| Celera Markets Limited 晟雷市場有限公司 |
Rep | Type 1 — Dealing in securities | 2016-03-10 | 2016-06-06 |
| Celera Markets Limited 晟雷市場有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-03-10 | 2016-06-06 |
| Vantage Capital Markets HK Limited | RO | Type 1 — Dealing in securities | 2012-09-27 | 2015-07-31 |
| Vantage Capital Markets HK Limited | RO | Type 2 — Dealing in futures contracts | 2012-09-27 | 2015-07-31 |
| Vantage Capital Markets HK Limited | Rep | Type 1 — Dealing in securities | 2012-07-09 | 2012-09-27 |
| Vantage Capital Markets HK Limited | Rep | Type 2 — Dealing in futures contracts | 2012-07-09 | 2012-09-27 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-02-13 | 2012-02-13 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
RO | Type 2 — Dealing in futures contracts | 2011-10-28 | 2012-02-13 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 1 — Dealing in securities | 2011-03-14 | 2012-02-13 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-03-14 | 2011-10-28 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2010-01-25 | 2010-11-11 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-01-25 | 2010-11-11 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2010-01-25 | 2010-11-11 |