Cedric Jean-Marie Dubois
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cedric Jean-Marie Dubois ( ), a licensed former licensee with CE reference AOB373. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Natixis Asia Limited | RO | Type 1 — Dealing in securities | 2015-08-31 | 2018-11-19 |
| Natixis Asia Limited | RO | Type 2 — Dealing in futures contracts | 2015-08-31 | 2018-11-19 |
| Natixis Asia Limited | RO | Type 4 — Advising on securities | 2015-08-31 | 2018-11-19 |
| Natixis Asia Limited | RO | Type 5 — Advising on futures contracts | 2015-08-31 | 2018-11-19 |
| SG Asset Finance (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2007-02-16 | 2008-02-18 |