Sherman Shiu Man Lee
李兆民
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sherman Shiu Man Lee (李兆民), a licensed former licensee with CE reference AMS547. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GMO-Z.com Forex HK Limited 技慕環球通金融(香港)有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2012-06-22 | 2025-10-31 |
| Beta International Securities Limited 貝塔國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2011-08-09 | 2012-05-07 |
| Nerico Brothers Limited | Rep | Type 1 — Dealing in securities | 2010-11-01 | 2011-05-18 |
| BGC Securities (Hong Kong) LLC |
RO | Type 3 — Leveraged foreign exchange trading | 2007-08-29 | 2010-05-01 |
| BGC Securities (Hong Kong) LLC |
RO | Type 1 — Dealing in securities | 2007-08-09 | 2010-05-01 |
| CA Premium International (HK) Limited | RO | Type 3 — Leveraged foreign exchange trading | 2005-12-21 | 2006-12-01 |