William Hugh Scobie Hornby

CE No. AZN637 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for William Hugh Scobie Hornby (), a licensed former licensee with CE reference AZN637. Total licence records on file: 7.

Licence history

FirmRoleRegulated activityFromTo
Oppenheimer Investments Asia Limited
凱萬亞洲有限公司
Rep Type 1 — Dealing in securities 2024-01-11 2025-11-12
Oppenheimer Investments Asia Limited
凱萬亞洲有限公司
Rep Type 4 — Advising on securities 2024-01-11 2025-11-12
BGC Securities (Hong Kong) LLC
Rep Type 1 — Dealing in securities 2022-04-21 2023-03-31
BGC Securities (Hong Kong) LLC
RO Type 1 — Dealing in securities 2019-05-29 2022-04-21
BGC Securities (Hong Kong) LLC
Rep Type 1 — Dealing in securities 2019-05-17 2019-05-29
T.F.S. Derivatives HK Limited RO Type 1 — Dealing in securities 2012-11-01 2019-02-27
T.F.S. Derivatives HK Limited Rep Type 1 — Dealing in securities 2012-05-25 2012-11-01

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