William Hugh Scobie Hornby
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for William Hugh Scobie Hornby ( ), a licensed former licensee with CE reference AZN637. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2024-01-11 | 2025-11-12 |
| Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2024-01-11 | 2025-11-12 |
| BGC Securities (Hong Kong) LLC |
Rep | Type 1 — Dealing in securities | 2022-04-21 | 2023-03-31 |
| BGC Securities (Hong Kong) LLC |
RO | Type 1 — Dealing in securities | 2019-05-29 | 2022-04-21 |
| BGC Securities (Hong Kong) LLC |
Rep | Type 1 — Dealing in securities | 2019-05-17 | 2019-05-29 |
| T.F.S. Derivatives HK Limited | RO | Type 1 — Dealing in securities | 2012-11-01 | 2019-02-27 |
| T.F.S. Derivatives HK Limited | Rep | Type 1 — Dealing in securities | 2012-05-25 | 2012-11-01 |