Nicholas James George
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicholas James George ( ), a licensed former licensee with CE reference AUW532. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BGC Securities (Hong Kong) LLC |
RO | Type 1 — Dealing in securities | 2017-01-17 | 2020-03-08 |
| BGC Securities (Hong Kong) LLC |
RO | Type 2 — Dealing in futures contracts | 2017-01-17 | 2020-03-08 |
| BGC Securities (Hong Kong) LLC |
Rep | Type 1 — Dealing in securities | 2016-02-01 | 2017-01-17 |
| BGC Securities (Hong Kong) LLC |
Rep | Type 2 — Dealing in futures contracts | 2016-02-01 | 2017-01-17 |
| Sunrise Brokers (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2010-03-11 | 2015-10-13 |
| Sunrise Brokers (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2010-03-11 | 2015-10-13 |