Liquid Capital Securities Hong Kong Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Liquid Capital Securities Hong Kong Limited ( ), a Hong Kong-based licensed corporation with CE reference AUS651. Current licensed staff on file: 0 (total recorded over time: 4). Earliest licence on file: 2010-06-09.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2010-06-09 | 2011-04-20 |
| Type 2 — Dealing in futures contracts | 2010-06-09 | 2011-04-20 |
| Type 9 — Asset management | 2010-06-09 | 2011-08-31 |
Licensed staff (all-time) (4)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Ka Hung (SFC:ATL821) Chan 陳家鴻 | RO 1, 2 | 2010-06 | 2010-07 |
| Jessica Lee Temple McCarroll | RO 1, 2, 9 | 2010-06 | 2011-06 |
| Lesley Ann Murray | RO 1, 2, 9 | 2010-06 | 2010-12 |
| Geoffrey Simon Palmer | RO 1, 2, 9 | 2010-07 | 2011-06 |
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