William Ching Ho Fung
馮正可
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for William Ching Ho Fung (馮正可), a licensed former licensee with CE reference ALR680. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fortis, Sheriffs & Browns Asia Co. Limited | RO | Type 9 — Asset management | 2019-02-22 | 2024-09-11 |
| orientiert International Markets Limited | RO | Type 9 — Asset management | 2019-01-14 | 2023-04-06 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
RO | Type 9 — Asset management | 2018-05-31 | 2023-04-06 |
| Fortis, Sheriffs & Browns Asia Co. Limited | RO | Type 1 — Dealing in securities | 2017-06-07 | 2024-09-11 |
| Fortis, Sheriffs & Browns Asia Co. Limited | RO | Type 4 — Advising on securities | 2017-06-07 | 2024-09-11 |
| orientiert International Markets Limited | RO | Type 1 — Dealing in securities | 2016-11-09 | 2023-04-06 |
| orientiert International Markets Limited | RO | Type 4 — Advising on securities | 2016-11-09 | 2023-04-06 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 9 — Asset management | 2016-04-08 | 2018-05-31 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-04-07 | 2023-04-06 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
RO | Type 4 — Advising on securities | 2016-04-07 | 2023-04-06 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-10-10 | 2009-09-02 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-10-10 | 2009-09-02 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 — Dealing in securities | 2005-02-01 | 2008-09-29 |
| Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2005-02-01 | 2008-09-29 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-02-01 | 2008-09-29 |