Yen-Chun Lin
林彥君
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yen-Chun Lin (林彥君), a licensed Responsible Officer with CE reference ASM080. Currently licensed at 1 firm(s): CWB Hong Kong Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 13.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CWB Hong Kong Limited |
RO | Type 1 — Dealing in securities | 2019-11-13 | present |
| CWB Hong Kong Limited |
RO | Type 4 — Advising on securities | 2019-11-07 | present |
| CWB Hong Kong Limited |
RO | Type 9 — Asset management | 2019-04-15 | present |
| Fortis, Sheriffs & Browns Asia Co. Limited | RO | Type 1 — Dealing in securities | 2017-06-07 | 2018-12-31 |
| Fortis, Sheriffs & Browns Asia Co. Limited | RO | Type 9 — Asset management | 2017-06-07 | 2018-12-31 |
| orientiert International Markets Limited | RO | Type 1 — Dealing in securities | 2016-11-09 | 2018-05-31 |
| orientiert International Markets Limited | RO | Type 9 — Asset management | 2016-11-09 | 2018-05-31 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 4 — Advising on securities | 2016-09-30 | 2018-05-31 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
RO | Type 9 — Asset management | 2015-10-05 | 2018-05-31 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
RO | Type 1 — Dealing in securities | 2013-09-10 | 2018-05-31 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 9 — Asset management | 2013-03-15 | 2015-10-05 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-02-20 | 2013-09-10 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-02-25 | 2012-01-30 |