CWB Hong Kong Limited

CE No. AFQ783 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for CWB Hong Kong Limited (), a Hong Kong-based licensed corporation with CE reference AFQ783. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 6 (total recorded over time: 45). Earliest licence on file: 2019-11-13.

More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →

Registered address

1803 The Henderson, 2 Murray Road, Central

Licence history

Activity	From	To
Type 1 — Dealing in securities	2019-11-13	present
Type 4 — Advising on securities	present	present
Type 9 — Asset management	present	present

Licensed staff (all-time) (45)
Active on date

1 Dealing in securities 4 Advising on securities 9 Asset management

RO only

Name	Activities	First licensed	To
Derek Man Foon Chan 陳文寬	RO 4, 9	2005-05	2019-04
Gary Kar Yin Chan 陳嘉彥	RO 4, 9 Rep 1, 9	2024-03	2024-08
Chia-Hui (SFC:ASU227) Chen 陳佳慧	RO 1, 4 Rep 1, 4, 9	2021-03	2022-02
Robert Lock Yen Cheung 張諾仁	RO 1, 4, 9	2018-01	Present
Robert Jen 任志剛	RO 1, 4, 9	2025-11	Present
Daniel Pok Man Jim 詹博聞	RO 4, 9	Pre-2003	2020-01
You Sheng Liao 廖友生	RO 1 Rep 4, 9	2020-10	2025-11
Elena Lileeva	RO 1, 4, 9 Rep 1, 4, 9	2025-11	Present
Yen-Chun Lin 林彥君	RO 1, 4, 9	2019-04	Present
Catherine Margaret Mooney	RO 1 Rep 1, 4, 9	2021-07	2023-05
James Kwanwoo Rhee 李寬雨	RO 9	2021-09	2022-04
Yi-Ping Wu 吳伊蘋	RO 1 Rep 4, 9	2018-07	2020-04
Yuk Yu Yeung 楊玉如	RO 4, 9 Rep 4, 9	2017-06	2019-11
Paul Chun Kit Au 區俊傑	Rep 4, 9	2017-03	2017-04
Ka Kui Chan 陳嘉駒	Rep 1, 4, 9	2021-07	2022-08
Kwan Shing Chan 陳軍丞	Rep 4, 9	2018-01	2018-12
Mark Kar Yue Chan 陳嘉裕	Rep 4, 9	2010-08	2011-05
Hsiao-Ying Chen 陳曉瑩	Rep 1, 4, 9	2021-07	2025-04
Huizhu Chen 陳薈竹	Rep 4, 9	2019-05	2020-04
I Hsuan Chen 陳懿璇	Rep 4, 9	2018-08	2020-04
Christina Wing Sum Cheng 鄭詠琛	Rep 4, 9	2010-06	2015-08
Hoi Li Cheung 張愷妮	Rep 1, 4, 9	2021-09	2023-06
Fanny Hoi Ling Chuck 卓凱玲	Rep 4, 9	2007-07	2017-09
Ka Yu Gary Chung 鍾家裕	Rep 4, 9	2019-07	2020-02
John Kai Hang Fung 馮啟恆	Rep 4, 9	2018-10	2020-09
Ngar Ting Kam 甘雅婷	Rep 4, 9	2019-04	2020-07
Suet Ying Lily Vanessa Kwok 郭雪英	Rep 4	2018-05	2018-09
Sandra Liu Le Magnan 劉佩雯	Rep 4	2017-10	2018-10
Siu Cheuk Ryan Lee 李兆卓	Rep 1, 4, 9	2021-11	2022-12
Chin Yiu Li 李展瑤	Rep 4, 9	2019-07	2020-04
Kwok Choi (SFC:APB316) Li 李國材	Rep 4, 9	2008-10	2019-04
Teng Li 李臻	Rep 1, 4, 9	2020-12	2021-08
Xiaoli Liang 梁曉莉	Rep 1, 4, 9	2020-08	2020-08
Hongyu Liu 劉虹瑜	Rep 1, 4	2020-08	2023-01
Egor Lyfar	Rep 1, 4, 9	2026-04	Present
Kshitij Manish Shah	Rep 4, 9	2018-09	2024-05
Hung Pan Suen 孫鴻彬	Rep 4, 9	2020-08	2021-03
Yat Man Tse 謝逸文	Rep 4	2008-02	2008-08
Zi (SFC:BQM253) Wang 王子	Rep 1, 4, 9	2020-12	2023-06
Alex Mang Chung Wong 黃孟聰	Rep 1, 4, 9	2026-04	Present
Eric Dylan Wong 王士炤	Rep 9	2013-06	2014-01
Jeehye Yeum	Rep 9	2018-09	2020-04
Yuen Ching Shirley Yip	Rep 4, 9	2018-01	2019-05
Tze Wai Yiu 姚志威	Rep 4, 9	2015-04	2019-04
Qi (SFC:BGP506) Zhang 張琪	Rep 9	2018-07	2019-04