Gary Kar Yin Chan
陳嘉彥
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gary Kar Yin Chan (陳嘉彥), a licensed former licensee with CE reference AEB044. Total licence records on file: 22.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CWB Hong Kong Limited |
Rep | Type 1 — Dealing in securities | 2024-05-16 | 2024-08-09 |
| CWB Hong Kong Limited |
RO | Type 4 — Advising on securities | 2024-05-16 | 2024-08-09 |
| CWB Hong Kong Limited |
RO | Type 9 — Asset management | 2024-05-16 | 2024-08-09 |
| CWB Hong Kong Limited |
Rep | Type 9 — Asset management | 2024-03-08 | 2024-05-16 |
| SHENGJUN INDICATION INVESTMENT MANAGEMENT LIMITED 盛峻盈達（香港）有限公司 |
RO | Type 9 — Asset management | 2020-07-09 | 2023-08-08 |
| Greencourt Financial Co., Limited 綠庭金融有限公司 |
RO | Type 4 — Advising on securities | 2018-10-24 | 2020-02-20 |
| Greencourt Financial Co., Limited 綠庭金融有限公司 |
RO | Type 9 — Asset management | 2018-10-24 | 2020-02-20 |
| Softech Investment Management Company Limited 軟庫亞科網投資管理有限公司 |
RO | Type 4 — Advising on securities | 2017-08-01 | 2018-02-28 |
| Softech Investment Management Company Limited 軟庫亞科網投資管理有限公司 |
RO | Type 9 — Asset management | 2017-08-01 | 2018-02-28 |
| Softech Investment Management Company Limited 軟庫亞科網投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-07-18 | 2017-08-01 |
| Softech Investment Management Company Limited 軟庫亞科網投資管理有限公司 |
Rep | Type 9 — Asset management | 2017-07-18 | 2017-08-01 |
| VMS Securities Limited 鼎珮證券有限公司 |
RO | Type 4 — Advising on securities | 2014-02-07 | 2017-06-30 |
| VMS Securities Limited 鼎珮證券有限公司 |
RO | Type 9 — Asset management | 2014-02-07 | 2017-06-30 |
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 4 — Advising on securities | 2012-03-13 | 2014-02-07 |
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 9 — Asset management | 2012-03-13 | 2014-02-07 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
Rep | Type 9 — Asset management | 2007-01-31 | 2009-04-01 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2006-11-21 | 2009-04-01 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2003-06-02 | 2006-11-08 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-04-29 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-04-29 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-04-29 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-04-29 |