Xiaoli Liang
梁曉莉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoli Liang (梁曉莉), a licensed Responsible Officer with CE reference ANG867. Currently licensed at 1 firm(s): C.M. Capital Advisors (HK) Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 25.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| C.M. Capital Advisors (HK) Limited |
RO | Type 4 — Advising on securities | 2021-03-22 | present |
| C.M. Capital Advisors (HK) Limited |
RO | Type 9 — Asset management | 2021-03-22 | present |
| C.M. Capital Advisors (HK) Limited |
Rep | Type 4 — Advising on securities | 2020-10-09 | 2021-03-22 |
| C.M. Capital Advisors (HK) Limited |
Rep | Type 9 — Asset management | 2020-10-09 | 2021-03-22 |
| CWB Hong Kong Limited |
Rep | Type 1 — Dealing in securities | 2020-08-14 | 2020-08-31 |
| CWB Hong Kong Limited |
Rep | Type 4 — Advising on securities | 2020-08-14 | 2020-08-31 |
| CWB Hong Kong Limited |
Rep | Type 9 — Asset management | 2020-08-14 | 2020-08-31 |
| Funderstone Securities Limited | RO | Type 1 — Dealing in securities | 2018-09-13 | 2019-02-14 |
| Funderstone Securities Limited | RO | Type 6 — Advising on corporate finance | 2018-09-13 | 2019-02-14 |
| Funderstone Securities Limited | Rep | Type 1 — Dealing in securities | 2018-07-17 | 2018-09-13 |
| Funderstone Securities Limited | Rep | Type 6 — Advising on corporate finance | 2018-07-17 | 2018-09-13 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-07-20 | 2018-01-29 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2015-07-20 | 2018-01-29 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-07-20 | 2018-01-29 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
RO | Type 1 — Dealing in securities | 2012-12-27 | 2015-06-11 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
RO | Type 6 — Advising on corporate finance | 2012-12-27 | 2015-06-11 |
| Macquarie Corporate (Hong Kong) Limited | RO | Type 6 — Advising on corporate finance | 2012-12-27 | 2015-06-11 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2012-10-05 | 2012-12-27 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-10-05 | 2012-12-27 |
| Macquarie Corporate (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | 2012-10-05 | 2012-12-27 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-01-03 | 2012-08-14 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-01-03 | 2012-08-14 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2006-04-10 | 2010-11-05 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2006-04-10 | 2010-11-05 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-04-10 | 2010-11-05 |