C.M. Capital Advisors (HK) Limited

CE No. BHF153 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for C.M. Capital Advisors (HK) Limited (), a Hong Kong-based licensed corporation with CE reference BHF153. Currently licensed for regulated activity type(s) 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 3 (total recorded over time: 18). Earliest licence on file: 2016-07-06.

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Registered address

Unit 1 25/F, Shanghai Commercial Bank Tower, 12 Queen's Road Central

Licence history

Activity	From	To
Type 4 — Advising on securities	2016-12-22	present
Type 9 — Asset management	2016-07-06	present

Licensed staff (all-time) (18)
Active on date

4 Advising on securities 9 Asset management

RO only

Name	Activities	First licensed	To
Oi Na Ko 高愛娜	RO 4	2016-12	2017-12
Chat Yu Lam 林澤宇	RO 4, 9	2016-07	2024-06
Chi Ming Lau 劉智明	RO 4, 9	2016-12	2018-02
Xiaoli Liang 梁曉莉	RO 4, 9 Rep 4, 9	2020-10	Present
Bruce Wallace Madding	RO 9	2016-07	2017-01
Timothy Joseph Malone	RO 4, 9 Rep 4	2022-05	Present
Pak Him Ng 吳柏謙	RO 4 Rep 4, 9	2022-05	2025-08
Keith Edward Seibert	RO 9	2016-07	2019-04
Yanjun Sun 孫燕軍	RO 4, 9	2020-11	2021-07
Lici Leon Edward Wu 伍禮慈	RO 4, 9 Rep 4, 9	2017-09	Present
Tang Lung Wu 胡騰龍	RO 4, 9 Rep 4, 9	2022-01	2025-05
Monika Yan 甄紫琦	RO 4, 9 Rep 9	2022-01	2025-08
Kwok Chun Au 歐國晉	Rep 4, 9	2019-05	2021-04
Jianan (SFC:BTO335) Chen	Rep 4	2023-03	2024-12
Yan Ying Alice Hung 孔茵凝	Rep 4, 9	2017-01	2018-01
Eugene Lai 賴以正	Rep 4, 9	2020-03	2026-01
Jason Jie Sheng Liu 劉傑生	Rep 4, 9	2017-02	2025-03
Jingting (SFC:BPM353) Wang 王璟婷	Rep 4, 9	2020-03	2023-06