Yanjun Sun
孫燕軍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yanjun Sun (孫燕軍), a licensed former licensee with CE reference AKX669. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| C.M. Capital Advisors (HK) Limited |
RO | Type 4 — Advising on securities | 2020-11-02 | 2021-07-04 |
| C.M. Capital Advisors (HK) Limited |
RO | Type 9 — Asset management | 2020-11-02 | 2021-07-04 |
| TPG Capital, Limited 美國德太投資有限公司 |
Rep | Type 1 — Dealing in securities | 2014-01-02 | 2018-11-16 |
| TPG Capital, Limited 美國德太投資有限公司 |
Rep | Type 4 — Advising on securities | 2014-01-02 | 2018-11-16 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 — Advising on securities | 2008-07-23 | 2011-05-31 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2006-05-18 | 2011-05-31 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2004-07-13 | 2006-04-28 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-07-13 | 2006-04-28 |