Oi Na Ko
高愛娜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Oi Na Ko (高愛娜), a licensed Responsible Officer with CE reference ALF942. Currently licensed at 1 firm(s): L Capital Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| L Capital Limited |
RO | Type 4 — Advising on securities | 2024-09-09 | present |
| L Capital Limited |
RO | Type 9 — Asset management | 2024-09-09 | present |
| Wolf Vest Capital Management Limited 沃富資本管理有限公司 |
RO | Type 4 — Advising on securities | 2024-02-02 | 2024-09-06 |
| Wolf Vest Capital Management Limited 沃富資本管理有限公司 |
RO | Type 9 — Asset management | 2024-02-02 | 2024-09-06 |
| Powership Capital Management Limited 能敬資本管理有限公司 |
RO | Type 1 — Dealing in securities | 2021-04-01 | 2024-01-31 |
| Powership Capital Management Limited 能敬資本管理有限公司 |
RO | Type 4 — Advising on securities | 2021-04-01 | 2024-01-31 |
| Powership Capital Management Limited 能敬資本管理有限公司 |
RO | Type 9 — Asset management | 2021-04-01 | 2024-01-31 |
| Wah Thai Securities Limited 華泰證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-12-29 | 2021-02-28 |
| C.M. Capital Advisors (HK) Limited |
RO | Type 4 — Advising on securities | 2016-12-22 | 2017-12-15 |
| Shacom Futures Limited 上商期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2012-04-19 | 2016-11-01 |
| Shacom Futures Limited 上商期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2012-04-19 | 2016-11-01 |
| Shacom Securities Limited 上銀證券有限公司 |
RO | Type 1 — Dealing in securities | 2009-04-06 | 2016-11-01 |
| Shacom Securities Limited 上銀證券有限公司 |
RO | Type 4 — Advising on securities | 2009-04-06 | 2016-11-01 |
| Shacom Securities Limited 上銀證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-11-05 | 2009-04-06 |