Wah Thai Securities Limited
華泰證券有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wah Thai Securities Limited (華泰證券有限公司), a Hong Kong-based licensed corporation with CE reference AAV065. Current licensed staff on file: 0 (total recorded over time: 8).
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | 2022-10-26 |
| Type 4 — Advising on securities | present | 2004-10-05 |
| Type 6 — Advising on corporate finance | present | 2004-10-05 |
| Type 9 — Asset management | present | 2004-10-05 |
Licensed staff (all-time) (8)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Josefina Cheu 周彬娜 | RO 1, 4, 6, 9 | Pre-2003 | 2018-02 |
| Sing Yui Fung 馮勝銳 | RO 1 | 2018-01 | 2020-08 |
| Oi Na Ko 高愛娜 | RO 1 | 2017-12 | 2021-02 |
| Kam Shan Ng 吳金山 | RO 1, 4, 6, 9 | Pre-2003 | 2018-02 |
| Leung Kiu Sze 施良橋 | RO 1, 4, 6, 9 | Pre-2003 | 2018-02 |
| Wai Cheung Shum 沈懷翔 | Rep 1, 4, 6, 9 | Pre-2003 | 2020-07 |
| Makki Yin Hing Tai 戴燕興 | Rep 1, 4, 6, 9 | Pre-2003 | 2020-08 |
| Ping (SFC:AJD295) Wong 王萍 | Rep 1 | 2014-09 | 2018-03 |
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