Wai Cheung Shum
沈懷翔
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Cheung Shum (沈懷翔), a licensed Representative with CE reference AAH982. Currently licensed at 1 firm(s): Henik Securities Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Henik Securities Limited 恒億證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-04-01 | present |
| Wah Thai Securities Limited 華泰證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2020-07-31 |
| Wah Thai Securities Limited 華泰證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-10-05 |
| Wah Thai Securities Limited 華泰證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-10-05 |
| Wah Thai Securities Limited 華泰證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-10-05 |