Monika Yan
甄紫琦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Monika Yan (甄紫琦), a licensed former licensee with CE reference ANA194. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| C.M. Capital Advisors (HK) Limited |
RO | Type 4 — Advising on securities | 2022-09-29 | 2025-08-01 |
| C.M. Capital Advisors (HK) Limited |
RO | Type 9 — Asset management | 2022-06-08 | 2025-08-01 |
| C.M. Capital Advisors (HK) Limited |
Rep | Type 9 — Asset management | 2022-01-03 | 2022-06-08 |
| Cupola Capital Limited | RO | Type 9 — Asset management | 2015-09-16 | 2022-01-01 |
| Cupola Capital Limited | RO | Type 6 — Advising on corporate finance | 2006-06-06 | 2021-03-24 |