Cupola Capital Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cupola Capital Limited, a Hong Kong-based licensed corporation with CE reference ADB486. Current licensed staff on file: 0 (total recorded over time: 21).
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | present | 2022-05-06 |
| Type 6 — Advising on corporate finance | present | 2021-03-26 |
| Type 9 — Asset management | present | 2022-05-06 |
Licensed staff (all-time) (21)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Hsun Fang Chang 張薰方 | RO 4, 9 Rep 9 | 2018-08 | 2020-07 |
| Kin Ching Ho 何健程 | RO 6 Rep 6 | 2015-01 | 2019-02 |
| Xiaoping Hong 洪小平 | RO 6 | 2017-01 | 2020-03 |
| Chat Yu Lam 林澤宇 | RO 4, 6, 9 | Pre-2003 | 2015-12 |
| Kian Soon Lee | RO 4, 9 | 2012-06 | 2014-09 |
| Dongyue Liu 刘东岳 | RO 4, 9 | 2018-08 | 2019-04 |
| Lu Yan Ng 吳露恩 | RO 4, 9 Rep 4, 9 | 2016-03 | 2017-08 |
| Pak Him Ng 吳柏謙 | RO 4 Rep 4, 9 | 2019-05 | 2022-01 |
| Sunny Pak Hin Poon 潘柏軒 | RO 9 | 2016-02 | 2018-07 |
| Agnes Kit Ying Tai 戴潔瑩 | RO 4, 9 | 2006-12 | 2008-06 |
| Yu Ming Tang 鄧裕銘 | RO 4, 6, 9 | Pre-2003 | 2006-03 |
| Tang Lung Wu 胡騰龍 | RO 4, 9 Rep 4, 9 | 2018-07 | 2022-01 |
| Wei (SFC:AKY092) Xin 辛偉 | RO 4, 9 | 2007-03 | 2019-12 |
| Monika Yan 甄紫琦 | RO 6, 9 | 2006-06 | 2022-01 |
| Wendy Wai Ting Chan 陳慧婷 | Rep 4, 9 | 2004-06 | 2009-12 |
| King Man (SFC:BAB575) Cheung 張競文 | Rep 4, 6 | 2012-09 | 2013-07 |
| Lok Hui 許洛 | Rep 4, 9 | 2016-10 | 2017-09 |
| Wai Man (SFC:AFI807) Lai 黎慧雯 | Rep 4, 9 | 2004-06 | 2006-10 |
| Hong Wing Wayne Lee 李康穎 | Rep 4, 9 | 2015-04 | 2016-05 |
| Xingni Liu 劉星霓 | Rep 6 | 2010-06 | 2018-01 |
| Ho Ka Wong 黃可嘉 | Rep 4, 9 | 2015-01 | 2016-09 |
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