Sunny Pak Hin Poon
潘柏軒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sunny Pak Hin Poon (潘柏軒), a licensed Responsible Officer with CE reference AHN865. Currently licensed at 1 firm(s): Yellow River Global Capital Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 20.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yellow River Global Capital Limited 新黃河資本有限公司 |
RO | Type 4 — Advising on securities | 2021-10-07 | present |
| Yellow River Global Capital Limited 新黃河資本有限公司 |
RO | Type 9 — Asset management | 2021-10-07 | present |
| Longmega Asset Investment Management Limited 龍銘資產投資管理有限公司 |
RO | Type 4 — Advising on securities | 2019-01-10 | 2021-10-03 |
| Longmega Asset Investment Management Limited 龍銘資產投資管理有限公司 |
RO | Type 9 — Asset management | 2019-01-10 | 2021-10-03 |
| MaiCapital Limited | RO | Type 4 — Advising on securities | 2018-08-16 | 2019-01-09 |
| MaiCapital Limited | RO | Type 9 — Asset management | 2018-08-16 | 2019-01-09 |
| Cupola Capital Limited | RO | Type 9 — Asset management | 2016-02-16 | 2018-07-05 |
| JW Capital Limited | RO | Type 9 — Asset management | 2011-12-19 | 2016-01-15 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
RO | Type 9 — Asset management | 2009-12-30 | 2010-12-29 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 9 — Asset management | 2008-06-26 | 2010-12-29 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-08-29 | 2010-12-29 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-08-29 | 2010-12-29 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2006-12-20 | 2010-12-29 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 5 — Advising on futures contracts | 2006-12-20 | 2010-12-29 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2006-12-20 | 2009-12-30 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-07-06 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-10-06 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-09-29 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-09-29 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-09-29 |