Agnes Kit Ying Tai
戴潔瑩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Agnes Kit Ying Tai (戴潔瑩), a licensed former licensee with CE reference ABD514. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Arta Asset Management Limited 裕承資產管理有限公司 |
RO | Type 4 — Advising on securities | 2022-11-25 | 2023-04-30 |
| Arta Asset Management Limited 裕承資產管理有限公司 |
RO | Type 9 — Asset management | 2022-11-25 | 2023-04-30 |
| Arta Asset Management Limited 裕承資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-10-19 | 2022-11-25 |
| Arta Asset Management Limited 裕承資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-10-19 | 2022-11-25 |
| Yaozhi Asset Management International Co., Limited 耀之國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2020-08-03 | 2022-09-08 |
| Yaozhi Asset Management International Co., Limited 耀之國際資產管理有限公司 |
RO | Type 9 — Asset management | 2020-08-03 | 2022-09-08 |
| Yaozhi Asset Management International Co., Limited 耀之國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-06-09 | 2020-08-03 |
| Yaozhi Asset Management International Co., Limited 耀之國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-06-09 | 2020-08-03 |
| YF Securities Company Limited 怡發證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-04-18 | 2020-05-27 |
| YF Futures Company Limited 怡發期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-04-18 | 2020-05-27 |
| YF Asset Management Limited 怡發資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-04-18 | 2020-05-27 |
| YF Asset Management Limited 怡發資產管理有限公司 |
Rep | Type 5 — Advising on futures contracts | 2017-04-18 | 2020-05-27 |
| YF Asset Management Limited 怡發資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-04-18 | 2020-05-27 |
| Cupola Capital Limited | RO | Type 4 — Advising on securities | 2006-12-19 | 2008-06-01 |
| Cupola Capital Limited | RO | Type 9 — Asset management | 2006-12-19 | 2008-06-01 |