Lok Hui
許洛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lok Hui (許洛), a licensed former licensee with CE reference BCM911. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cupola Capital Limited | Rep | Type 4 — Advising on securities | 2016-10-04 | 2017-09-05 |
| Cupola Capital Limited | Rep | Type 9 — Asset management | 2016-10-04 | 2017-09-05 |
| United Gain Investment Limited 聯威投資有限公司 |
Rep | Type 4 — Advising on securities | 2014-01-28 | 2016-09-02 |
| United Gain Investment Limited 聯威投資有限公司 |
Rep | Type 9 — Asset management | 2014-01-28 | 2016-09-02 |