United Gain Investment Limited

聯威投資有限公司

CE No. AIY538 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for United Gain Investment Limited (聯威投資有限公司), a Hong Kong-based licensed corporation with CE reference AIY538. Currently licensed for regulated activity type(s) 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 3 (total recorded over time: 9). Earliest licence on file: 2003-08-07.

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Registered address

Unit 1001, 10/F, Alliance Building, 133 Connaught Road Central

Licence history

Activity	From	To
Type 4 — Advising on securities	2003-08-07	present
Type 9 — Asset management	2003-08-07	present

Licensed staff (all-time) (9)
Active on date

4 Advising on securities 9 Asset management

RO only

Name	Activities	First licensed	To
Chi Yiu Lau 劉志耀	RO 4, 9	2003-08	Present
Thomas Chi Yin Lau 劉志賢	RO 4, 9	2021-10	Present
Chor Wah Richard Lum 林楚華	RO 4, 9	2003-08	2021-10
Ka Ho (SFC:AUJ853) Cheng 鄭嘉豪	Rep 4, 9	2016-01	2021-02
Lok Hui 許洛	Rep 4, 9	2014-01	2016-09
Kevin Chung Kiu Shum 岑宗橋	Rep 4, 9	2007-11	2011-04
Scott Kin Chung Tsoi 蔡健聰	Rep 4, 9	2019-07	Present
Ying Ying (SFC:AVN303) Wong 王盈盈	Rep 4, 9	2010-09	2019-11
Leo Kei Shui Yan 甄祺瑞	Rep 4, 9	2011-08	2013-01