Leo Kei Shui Yan
甄祺瑞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Leo Kei Shui Yan (甄祺瑞), a licensed former licensee with CE reference AOG060. Total licence records on file: 21.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICBC UBS Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司 |
Rep | Type 4 — Advising on securities | 2021-06-22 | 2022-09-15 |
| ICBC UBS Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司 |
Rep | Type 9 — Asset management | 2021-06-22 | 2022-09-15 |
| AP Capital Management (Hong Kong) Limited 雅柏資本管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2020-04-06 | 2021-01-04 |
| AP Capital Management (Hong Kong) Limited 雅柏資本管理(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-04-06 | 2021-01-04 |
| AP Capital Management (Hong Kong) Limited 雅柏資本管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2020-02-17 | 2021-01-04 |
| Environmental Investment Services Asia Limited 環境投資服務亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2019-10-30 | 2020-02-07 |
| Environmental Investment Services Asia Limited 環境投資服務亞洲有限公司 |
Rep | Type 9 — Asset management | 2019-10-30 | 2020-02-07 |
| MCG Management Limited | Rep | Type 4 — Advising on securities | 2015-03-03 | 2018-03-05 |
| MCG Management Limited | Rep | Type 5 — Advising on futures contracts | 2015-03-03 | 2018-03-05 |
| MCG Management Limited | Rep | Type 9 — Asset management | 2015-03-03 | 2018-03-05 |
| RHB Asset Management Limited 興業金融資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2013-11-14 | 2014-07-12 |
| RHB Asset Management Limited 興業金融資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2013-05-22 | 2014-07-12 |
| RHB Asset Management Limited 興業金融資產管理有限公司 |
Rep | Type 9 — Asset management | 2013-05-22 | 2014-07-12 |
| United Gain Investment Limited 聯威投資有限公司 |
Rep | Type 4 — Advising on securities | 2011-08-30 | 2013-01-11 |
| United Gain Investment Limited 聯威投資有限公司 |
Rep | Type 9 — Asset management | 2011-08-30 | 2013-01-11 |
| Cinda International Research Limited 信達國際研究有限公司 |
Rep | Type 4 — Advising on securities | 2011-03-25 | 2011-04-13 |
| Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司 |
Rep | Type 9 — Asset management | 2007-09-25 | 2011-02-07 |
| Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-08-17 | 2011-02-07 |
| Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2007-08-17 | 2011-02-07 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2007-07-23 | 2007-08-10 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-01-19 | 2007-08-10 |