Daiwa SB Investments (HK) Limited
大和住銀投信投資顧問(香港)有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Daiwa SB Investments (HK) Limited (大和住銀投信投資顧問(香港)有限公司), a Hong Kong-based licensed corporation with CE reference AAB217. Current licensed staff on file: 0 (total recorded over time: 44). Earliest licence on file: 2007-05-08.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2007-05-08 | 2019-09-30 |
| Type 1 — Dealing in securities | present | 2005-01-25 |
| Type 4 — Advising on securities | 2007-05-08 | 2019-09-30 |
| Type 4 — Advising on securities | present | 2005-01-25 |
| Type 5 — Advising on futures contracts | present | 2005-01-25 |
| Type 6 — Advising on corporate finance | present | 2005-01-25 |
| Type 9 — Asset management | present | 2019-09-30 |
Licensed staff (all-time) (44)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Yan (SFC:AOB250) Chan 陳茵 | RO 4, 9 Rep 1, 4, 9 | 2012-09 | 2019-09 |
| Chung Kwong Chang 曾中光 | RO 1, 4, 5, 6, 9 | Pre-2003 | 2011-09 |
| Daisuke Churei 中禮大輔 | RO 1, 4, 9 | 2014-02 | 2019-09 |
| Kiyotaka Hoshino 星野清隆 | RO 1, 4, 5, 9 | Pre-2003 | 2003-09 |
| Shinji Ishimaru 石丸慎司 | RO 1, 4, 9 | 2012-06 | 2014-03 |
| Shun Kagiwada | RO 4, 9 Rep 1, 4, 9 | 2013-12 | 2019-09 |
| Chi Hang (SFC:AYW027) Lui 呂志恒 | RO 1, 4, 9 | 2012-02 | 2016-02 |
| Junya Okada | RO 1, 4, 9 | 2015-08 | 2019-09 |
| Masaki Takahashi 高橋正樹 | RO 1, 4, 9 Rep 1, 4, 9 | 2007-09 | 2013-05 |
| Junichi Terashima | RO 1, 4, 9 | 2006-09 | 2012-08 |
| Terry Chun Chiu Wong 王振釗 | RO 1, 4, 9 Rep 1, 4, 9 | 2008-08 | 2015-10 |
| Hiroyuki Yamada 山田浩幸 | RO 1, 4, 9 | 2008-06 | 2012-05 |
| Katsumi Yamashita 山下勝美 | RO 1, 4, 9 | 2004-10 | 2006-09 |
| Jacqueline Wing-Kay Au 區穎琪 | Rep 1, 4, 9 | 2011-09 | 2016-07 |
| Kanise Choi Wah Chan 陳再華 | Rep 1, 4, 9 | 2009-12 | 2010-05 |
| Catherine Ka Yee Cheng 鄭嘉儀 | Rep 1, 9 | 2004-08 | 2005-09 |
| Wing Kam Choi 蔡詠琴 | Rep 1, 4, 9 | 2004-12 | 2007-05 |
| Wing Yin Choi 蔡詠然 | Rep 1, 4, 9 | 2011-02 | 2014-12 |
| Fai Hwang 黃輝 | Rep 1, 4, 9 | 2012-09 | 2015-03 |
| Takuya Kamiishi | Rep 1, 4, 9 | 2013-12 | 2015-08 |
| Kazuhito Kanamori | Rep 1, 4, 9 | 2014-02 | 2014-06 |
| Chor Man Kwok 郭楚雯 | Rep 1, 4, 9 | 2007-06 | 2011-08 |
| Siu Lun Lai 黎兆倫 | Rep 1, 4, 9 | 2017-03 | 2019-09 |
| James Ting Kin Lam 林廷堅 | Rep 1, 4, 9 | 2011-04 | 2011-06 |
| Kenneth Pan Lau 劉斌 | Rep 1, 4, 9 | 2005-08 | 2012-09 |
| Man Kit (SFC:ACA168) Lau 劉文傑 | Rep 4, 5, 6, 9 | Pre-2003 | 2005-07 |
| Di Le 樂迪 | Rep 1, 4, 9 | 2016-06 | 2017-03 |
| Chi Chung Leung 梁志忠 | Rep 4, 6, 9 | Pre-2003 | 2007-01 |
| Richard Chi Wing Leung 梁志榮 | Rep 1, 4, 9 | 2013-03 | 2016-06 |
| Siyu (SFC:BGK941) Li 栗思雨 | Rep 1, 4, 9 | 2018-01 | 2019-09 |
| Xiaoqi Ma 馬曉琦 | Rep 1, 4, 9 | 2017-02 | 2018-04 |
| Chak Hung Mak 麥澤鴻 | Rep 9 | 2005-07 | 2006-01 |
| Michael Yau Fai Mak 麥有輝 | Rep 1, 4, 9 | 2005-09 | 2007-06 |
| Ho Wah Ng 伍浩樺 | Rep 1, 4, 9 | 2017-03 | 2019-09 |
| Catherine Pui Kwan Shum 岑佩君 | Rep 1, 4, 9 | 2008-03 | 2009-10 |
| Wing Siu Sum 岑永兆 | Rep 1, 4, 9 | 2005-11 | 2007-06 |
| Wataru Terada | Rep 1, 4, 9 | 2017-05 | 2019-09 |
| Mariko Wada | Rep 1, 4, 9 | 2018-01 | 2019-09 |
| Hoi Yan (SFC:APO633) Wong 黃凱欣 | Rep 1, 4, 9 | 2011-07 | 2015-03 |
| Po Yee (SFC:AJE274) Wong 黃寶儀 | Rep 1, 4, 9 | 2010-08 | 2013-07 |
| Kei Yamazaki | Rep 1, 4, 9 | 2013-12 | 2016-02 |
| Leo Kei Shui Yan 甄祺瑞 | Rep 1, 4, 9 | 2007-08 | 2011-02 |
| Yuma Yasu | Rep 1, 4, 9 | 2015-09 | 2017-03 |
| Ruiyue Zhang 張瑞玥 | Rep 1, 4, 9 | 2016-03 | 2019-09 |
Showing 1–44 of 44